Notification regarding unquoted securities - AVA
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 1 / 6
Announcement Summary
Entity name
AVA RISK GROUP LIMITED
Date of this announcement
Wednesday April 08, 2026
The +securities the subject of this notification are:
Total number of +securities to be issued/transferred
ASX +security
code Security description
Total number of
+securities to be
issued/transferred Issue date
New class - code
to be confirmed
Warrants exercisable at A$0.1234 (1 FPO per
warrant), expiring 5 years after issue
26,066,875 31/03/2026
Refer to next page for full details of the announcement
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are
not quoted, and are not intended to be quoted, on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 2 / 6
Part 1 - Entity and announcement details
1.1 Name of entity
AVA RISK GROUP LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ACN
Registration number
064089318
1.3 ASX issuer code
AVA
1.4 The announcement is
1.5 Date of this announcement
8/4/2026
New announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 3 / 6
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Previous Appendix 3B details:
Announcement Date and
Time
06-Jan-2026 08:54
Announcement Title
New - Proposed issue of securities -
AVA
Selected Appendix 3B to submit quotation
request
A placement or other type of issue
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the
Appendix 3B?
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s)
referred to in the Appendix 3B
4,020,000 convertible notes issued via concurrent Appendix 3G.
Yes
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are
not quoted, and are not intended to be quoted, on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been
notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description
new unquoted class of security
Date the +securities the subject of this notification were issued
8/4/2026
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
26,066,875
Were the +securities issued for a cash consideration?
Please describe the consideration being provided for the +securities
Nil consideration pursuant to binding agreements with Hale Capital for Convertible Loan Note and Warrants issue. See
Appendix 3B of 6 January 2026.
No
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 5 / 6
Part 3C - number and type of +securities the subject of this notification (new class)
ASX +security code
New class - code to be confirmed
+Security description
Warrants exercisable at A$0.1234 (1 FPO per warrant),
expiring 5 years after
issue
+Security type
Other
ISIN code
Date the +securities the subject of this notification were issued
31/3/2026
Will all the +securities issued in this class rank equally in all respects from their issue date?
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03046442
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
26,066,875
Yes
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 6 / 6
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of
the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
AVA : ORDINARY FULLY PAID 291,099,082
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
AVAAC : WARRANTS 19,314,000
AVAAD : CONVERTIBLE NOTES 2,979,184
AVAAB : PERFORMANCE SHARE RIGHTS 942,070
New class - code to be confirmed : Warrants exercisable at A$0.1234 (1 FPO per warrant),
expiring 5 years after issue
26,066,875
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